Pre-Onboarding Document Audit

Overview

Before your team invests hours assembling a full wealth management application, we audit the supporting exhibits already in hand — bank statements, company registries, gift letters, and prior portfolio reports — and tell you what is still missing for a complete submission.

Included

• Inventory of received exhibits against a product-specific checklist
• Plain-language notes on weak source-of-wealth evidence
• Suggested document requests your RM can send the prospect
• Optional follow-up once the full application is ready (separate Full Application Audit)

Useful for family offices and private banks running multi-entity prospects where the paperwork arrives in waves.